MICHAEL SIMMONS has spent the majority of his working life
within the operational areas of international investment banks,
most notably within the S.G. Warburg group in London. Having gained
a detailed understanding of various back office tasks through many
years of hands-on experience, he assumed managerial responsibility
for a number of operational areas.
In recent years, Michael has worked as head of business consultancy
within a global computing services firm, and is now an independent
analyst and trainer. Michael”s areas of expertise include all
aspects of the fixed income and equity trade lifecycle and related
activities, including operational risks and controls. Recent
assignments include the offshoring of operational activities to
India and operational risk analysis (the Sarbanes Oxley act). In
addition, he creates and delivers training courses on the workings
of the securities industry and associated operational aspects to
audiences around the world.
Michael is author of Securities Operations: A Guide to Trade and
Position Management published by John Wiley & Sons, which
describes the fundamental components of operational activities from
a first-principles perspective.
ELAINE DALGLEISH has spent her working life within the
operational areas of investment banking and stock broking, working
directly for international banking firms and financial software
providers. Elaine”s hands-on experience spans various middle
and back office operational disciplines in multiple markets. Whilst
working directly in investment banking and stock broking, this has
ultimately included the managerial responsibility for a number of
operational areas.
The focal point of Elaine”s working history is the consistent
involvement with Corporate Actions operations, initially with the
manual processing of events as a custodian, and subsequently
working as a Senior Business Analyst, specialising in Corporate
Actions, analysing client requirements, and consulting in process
re-engineering for Tier 1 and 2 investment banks.
As a consequence, Elaine has both observed and been directly
involved in the evolution of global market practices of Corporate
Actions operations and the move to automation.
1 द्वारा ईबुक Elaine Dalgleish
Michael Simmons & Elaine Dalgleish: Corporate Actions
Corporate actions are events that affect large corporations through
to the individual investor – even those that own a single-share!
All organizations that hold equity and debt securities for …
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